Imagining Yourself in Another’s Shoes vs.
Extending Your Concern:
Empirical and Ethical Differences
Eric Schwitzgebel
Department of Philosophy
University of California, Riverside
Riverside, CA 92521
USA
January 25, 2024
Imagining Yourself in Another’s Shoes vs.
Extending Your Concern:
Empirical and Ethical Differences
Abstract: According to the Golden Rule, you should do unto others as you would have others do unto you. Similarly, people are often exhorted to “imagine themselves in another’s shoes.” A related but contrasting approach to moral expansion traces back to the ancient Chinese philosopher Mengzi, who urges us to “extend” our concern for those nearby to more distant people. Other approaches to moral expansion involve: attending to the good consequences for oneself of caring for others, expanding one’s sense of self, expanding one’s sense of community, attending to others’ morally relevant properties, and learning by doing. About all such approaches, we can ask three types of question: To what extent do people in fact (e.g., developmentally) broaden and deepen their care for others by these different methods? To what extent do these different methods differ in ethical merit? And how effectively do these different methods produce appropriate care?
Word Count: ~5900 excluding notes, ~6600 including
notes
Keywords: caregiving, Chinese philosophy, ethics, golden rule, Mengzi, moral psychology
Imagining Yourself in Another’s Shoes vs.
Extending Your Concern:
Empirical and Ethical Differences
According to the Golden Rule, you should do unto others as you would have others do unto you. Similarly, you might imagine yourself in “another person’s shoes”; or you might aspire to “love thy neighbor as thyself”; or you might empathetically attempt to feel what the other is feeling, coming thereby to want or loathe what they want or loathe. Considered as approaches to expanding or deepening our care or concern for others, all of these approaches share a core idea: They treat self-concern as a given and as the seed from which care for others might grow. You model others upon yourself and treat them as you would like to be treated.
A different approach treats concern for nearby others as a given and as the seed from which care for more distant others might grow. If you’d care for a nearby child, so also should you care for more distant children. If you’d want something for your sister, so also should you want something similar for other women. This approach to moral expansion differs substantially from others’ shoes / Golden Rule thinking, both in its ethical shape and in its empirical implications.
Other approaches to moral expansion work differently still. For example:
· Notice that caring for others brings beneficial consequences to yourself (for example, that it feels good to help and that “what goes around comes around”).
· Expand your sense of self, seeing others not just as analogous to you but as actually in some sense part of you (for example, seeing your children’s flourishing or your community’s flourishing as the flourishing of an aspect of yourself).
· Expand your sense of community, widening who you think of as “us” (for example, thinking of your department as like a family and distant foreigners as citizens of a shared global community).
· Attend to others’ ethically relevant properties (for example, that they would benefit greatly from a small intervention or that they have been treated unfairly by the law).
· Learn to care by performing acts of care (for example, volunteer at a soup kitchen, in a way that changes your attitudes and motivations).
These approaches can complement each other. They needn’t compete. Nor is this intended as an exhaustive list. About all such approaches, we can ask three types of question: To what extent do people in fact (e.g., developmentally) broaden and deepen their care for others by these different methods? To what extent do these different methods differ in ethical merit? And how effectively do these different methods produce appropriate care? The answers, of course, aren’t simple.
In this essay, I will focus on the contrast between the first and second approaches – that is, Others’ Shoes / Golden Rule thinking versus extending one’s concern from nearby others to more distant others. The latter approach has been relatively less explored and theorized, and I begin by discussing its roots in ancient Chinese Confucianism, specifically in the philosopher Mengzi. I will suggest that Mengzian Extension, as I will call it, is both ethically and empirically attractive. I will conclude by suggesting how ethicists and moral psychologists might, in general, more systematically explore ethical and empirical differences among different approaches to the expansion of care.
#
Mengzi is the most
prominent ancient Confucian after Confucius himself, flourishing near the end
of the 4th c. BCE. He is
known especially for his doctrine that “human nature is good” (xìng shàn 性善). One famous passage is:
The reason why I say that all humans have hearts that are not unfeeling toward others is this. Suppose someone suddenly saw a child about to fall into a well: Anyone in such a situation would have a feeling of alarm and compassion – not because one sought to get in good with the child’s parents, not because one wanted fame among one’s neighbors and friends, and not because one would dislike the sound of the child’s cries (2A6, p. 46).[1]
Empirically, the claim is plausible. Everyone (nearly everyone?) would feel alarm and compassion upon suddenly encountering a child about to fall into a well, and not on selfish grounds.
Notice what Mengzi is not saying here. He is not saying that everyone would actually try to save the child. Nor is he saying that we can’t smother our alarm and compassion or gird ourselves in advance with callousness. Rather, if we suddenly – unprepared, off-guard – come across a child at a well’s edge, we will have a certain momentary reaction. Mengzi is also not saying that everyone is already benevolent. As he explains later in the same passage, “The feeling of compassion is the sprout (duān 端) of benevolence” (p. 46). Mengzi’s view is that we all have the capacity to become benevolent, by nurturing the “sprout” within us that naturally feels alarm and compassion in situations like these.
In
this passage, Mengzi draws no connection between concern for the child and self-concern, not even an implicit or
indirect connection. Mengzi is not
saying that we see the child as like us, or that we imagine how we would feel
if we were the child or the child’s parents, or that we would want to be saved
in a similar situation. Etymologically,
“compassion” (cè 惻) in classical Chinese does not suggest
co-passion, or feeling together. If it
etymologically suggests anything (and there’s reason to be cautious about
over-etymologizing), it is instead that compassion is something like the
heart’s pattern, rule, or logic.
In several other passages, Mengzi notes that a natural concern for those nearby can be extended into more general concern for distant others. For example:
That which
people are capable of without learning (xué 學)
is their genuine capability. That which
they know without pondering (lǜ 慮) is their genuine
knowledge. Among babes in arms there are
none that do not know to love their parents.
When they grow older, there are none that do not know to revere their elder
brothers. Treating one’s parents as
parents is benevolence. Revering one’s
elders is righteousness. There is
nothing else to do but extend these to the world (7A15, p. 174-175; 無他,達之天下也).
For Mengzi, the root of benevolence
and righteousness is familial love and reverence, which people naturally possess
without having to “learn” or “ponder”.
The moral developmental challenge is to extend these reactions beyond
the family.
Mengzi
served awhile as an advisor to King Xuan, despotic ruler of the powerful state
of Qi. King Xuan’s character is
illustrated by the following episode: Aiming to acquire new territory, King
Xuan invaded the neighboring state of Yan.
The people of Yan, apparently eager to be free from their own terrible king,
welcomed the invaders with baskets of food and pots of soup. Nevertheless, King Xuan killed and bound them,
destroyed their ancestral temples, and plundered their goods (1B11, p. 28).
In
one recorded dialogue, Mengzi recommends that King Xuan “care for the people”
(1A7, p. 8). King Xuan replies
skeptically, asking if someone like him could care for the people. Mengzi relates an episode he had heard from
an attendant:
While
the king was sitting up in his hall, an ox was led past below. The king saw it and said, “Where is the ox
going?” Hu He replied, “We are about to
ritually anoint a bell with its blood.”
The king said, “Spare it. I
cannot bear its frightened appearance, like an innocent going to the execution
ground.” Hu He replied, “So should we
dispense with the anointing of the bell?”
The king said, “How can that be dispensed with? Exchange it for a sheep” (1A7, p. 8).
The king agrees that he
couldn’t bear the suffering of the ox – though he admits that if it was really
animal suffering he cared about, then his decision was confusing, since the
sheep presumably also suffered. A
puzzle! His subjects thought he was
merely being cheap.
Mengzi
politely refrains from mentioning the absurdity of the king’s having compassion
for an ox because it looks like an
innocent man being led to execution, given that – I think we can guess – the
king probably sometimes ordered the execution of actual innocent men. What Mengzi does suggest is that if the king
can be moved by the suffering of an ox, he can care for his people. For the king to say otherwise would be like his
saying he could see the tip of a hair but not a cartload of firewood.
To
care for the people, the king must extend (tuī 推)
his kindness, favor, or mercy (ēn 恩):
Treat
your elders as elders, and extend it to the elders of others; treat your young
ones as young ones, and extend it to the young ones of others…. If one extends one’s kindness, it will be
sufficient to care for all within the Four Seas (1A7, p. 11).
In the recent secondary
literature on Mengzi, there’s some debate about what Mengzi recommends
“extending”. Are you to extend your emotions
or instead something like rational principles of analogous treatment?[2] The full Mengzian view probably involves both
aspects, each supporting the other. Mengzian
Extension, as I see it, is the following idea: We are naturally concerned about
spatially and relationally nearby others.
We should notice that distant cases are often relevantly similar to
those nearby cases, even if we aren’t immediately and naturally moved by them. We should extend our natural concern – our actions,
feelings, and motivations – from the nearby cases to the more distant cases in
a way that appropriately reflects the relevant similarities.
More
familiar to readers of recent Anglophone ethics might be Peter Singer’s example
of the drowning child.[3] Suppose you were to encounter a child
drowning in a shallow pond. You could
easily save the child’s life by wading into the pond, but doing so would ruin
expensive new shoes you recently purchased.
Surely you should forget about the expense of your shoes and save the
child. But if you would sacrifice an
expensive pair of shoes to save a nearby child, you should also be willing to
sacrifice a similar amount of money to save the life of a distant child. The fact that the child in need happens to be
spatially nearby is not, Singer claims, morally relevant. Therefore, if you have the chance to save a
distant child’s life by sacrificing a moderate amount of money, you should do
so – and through donating to effective charities, you do, right now, have this
opportunity. Singer’s pond argument shares
a common core with Mengzian Extension. It
starts from assumed concern for an actual or hypothetical nearby person (or
animal), then invites us to extend that concern to relevantly similar others
farther away.
#
We
might model Others’ Shoes / Golden Rule thinking as follows:
1.
If I were in the situation of Person X,
I would want to be treated in manner M.
2.
Golden Rule: Do unto others as you
would have others do unto you.
3.
Thus, I will treat Person X in manner M.
We might model Mengzian
Extension as follows:
1.
I care about Person Y and want W for
them.
2.
Person X, though more distant, is
relevantly similar.
3.
Thus, I want W for person X.
Alternative and more
complex formulations are possible, but this sketch captures the central
difference between these two approaches to moral cognition. Mengzian extension models general moral
concern on the natural concern we already have for others close to us (whether spatially
close, like the child at the well or King Xuan’s ox, or relationally close,
like our parents and siblings), while the Golden Rule models general moral
concern on concern for oneself.
#
Empirically,
we can ask: Which model comes closer to capturing the ordinary patterns of
moral cognition and development in children and adults? When we feel concern for someone else, does
it tend to be because we use ourselves as a model for the other person, and
knowing what we would hypothetically want, we then come to want the same thing
for them? Or does concern for nearby
others arise in simpler and less self-involving way (without “learning” or
“pondering”), which can then be extended to more distant others? (Already from this way of posing the question
– and to anticipate the next section – we can see that this is not an exhaustive
list of possible forms of moral cognition.)
If we had the right kind of cognitometer, would we find representations
of the self and one’s own hypothetical desires at the root of much of moral
thinking and moral growth? Or would we
typically find some more direct, non-self-involving path to concern for those
nearby and then something like analogy or comparison when contemplating more
distant cases?
The
cognitive complexity of Others’ Shoes / Golden Rule thinking becomes evident if
we compare it with the cognitive demands in the development of empathy as
articulated in Martin Hoffman’s influential work. Only in middle childhood, Hoffman argues –
around six to nine years – do children appear to have the cognitive
sophistication to empathize in a manner that clearly distinguishes their
emotions from the emotions of others, correctly anticipating what others might
feel in hypothetical situations that differ from their own.[4] In general, Others’ Shoes / Golden Rule
thinking, at least in its mature form, appears to require combining a relatively
sophisticated “theory of mind” with relatively sophisticated hypothetical
thinking. You must hypothetically
imagine being in another person’s situation, typically with different beliefs,
desires, and emotions, and you must assess what you, in that hypothetical
situation with that transformed psychology, would probably want. Such sophisticated hypothetical cognitive and
affective perspective-taking is likely to be challenging for the typical
preschooler.[5]
One
well-known problem for Others’ Shoes / Golden Rule thinking is what we might
call the Cherry Pie Problem.[6] Suppose you love cherry pie. I loathe cherry pie. I’d rather have chocolate cake. When planning a party for me, you shouldn’t
ask yourself what dessert you would want at the party, if you were in my
shoes. You should ask what I would want. You shouldn’t actually do unto me – cherry
pie – what you would want to have done unto you. You should instead give me the dessert you
know that I prefer. The Cherry Pie
Problem has a cognitive, an epistemic, and a conceptual dimension.
Cognitively,
it’s clear that Others’ Shoes / Golden Rule thinking, to be effective, requires
building a hypothetical change of desires into the cognitive exercise. Assume, hypothetically, that you had my
dessert preferences: What would you want if the party was for you and if your
favorite dessert was whatever is in fact my favorite dessert? But this is a needlessly complex cognitive
operation compared to a simpler rule like give people the dessert they prefer.
Epistemically,
Others’ Shoes / Golden Rule thinking also presents a needless challenge: You
now have to figure out what dessert you would want if you were in my position
and if you had such-and-such different desires.
But how do you figure out which desires (and beliefs, and emotions, and
personality traits, etc.) to change and which to hold the same for this thought
experiment? And how do you know how you
would react in such a hypothetical case?
By routing the epistemic task of choosing a dessert for someone else
through a hypothetical self-transformation, it potentially becomes harder to
know or justify a choice than if the choice is based directly on knowledge of
the other’s beliefs, desires, emotions, etc.
Conceptually,
the problem is that there might not even be facts to track. Consider an extreme case: What treat would
you want if you were a prize-winning show poodle? The hypothetical might be so remote and
underspecified that there is no determinate fact about what “you” would want in
that case. Better just to go straight to
bland generalizations: If you want to delight a prize-winning show poodle, just
figure out as best you can what treats that sort of dog tends to like.
Mengzian
extension presents a different range of developmental, cognitive, epistemic,
and conceptual challenges.
Developmentally and cognitively, Mengzian Extension requires recognizing
that one wants certain things for nearby others, and then reaching a judgment
about whether more distant others are relevantly similar. This requires an ability to generalize one’s
ethical knowledge beyond immediate cases based on an assessment of what do and
do not constitute differences that are relevant to the generalization. Although this is potentially complex and
demanding, it is not quite as convoluted as the hypothetical situational and
motivational perspective-taking envisioned in Others’ Shoes / Golden Rule
thinking. In principle, it resembles
other instances of generalization beyond nearby cases: The bottle here breaks
when I smash it, so probably other bottles are similar. The teacher said it was for wrong for Emily
to copy answers from Omar, so it’s probably also wrong for Tanseem to copy
answers from Miranda. My four-year-old
sister loves when I play Clue with her, so probably other four-year-old girls would
also love to play Clue. As this last
example suggests, such inferences have risks.
We
might hybridize Mengzian Extension and Others’ Shoes / Golden Rule reasoning:
If you know what your sister would want, guess that is what other girls her age
would want. Do unto the distant innocent
man as you would do unto the nearby innocent man. If the targets more closely resemble each
other than you resemble them, the epistemic and conceptual challenges inherent
in Others’ Shoes / Golden Rule thinking would be mitigated.
#
The
ethical character of Others’ Shoes / Golden Rule thinking also differs from
that of Mengzian extension. Except in
the simplest consequentialism, it’s relevant to the moral evaluation of an
action what the thought is behind that action.
The thought if that was me, A is
what I would want, so I’ll do A reflects a different style of thinking than
I want A for my daughter so I want A for
this other child. Others’ Shoes /
Golden Rule thinking grounds moral action in displaced self-concern, while Mengzian Extension grounds moral action in
displaced other concern. While there’s something ethically admirable
about seeing others as like oneself and thus as deserving the types of
treatment one would want for oneself, I’d also suggest that there’s also
something a bit… self-centered? egoistic?... about habitually grounding moral
action through the lens of hypothetical self-interest. Mengzian extension assumes, more appealingly,
that concern for nearby others requires no reasoning – no “learning” or “pondering”,
no imaginative transportation or analogizing to the self – and that broader
concern can be grounded in a way that doesn’t require imaginative consideration
of one’s own interests.
Western
depictions of “circles of concern” typically put the self at the center, close
others as the next ring out, and more distant others in ever-expanding circles.[7] Confucians accept a somewhat similar picture
of “graded love” from family to neighbors to others in one’s state to the world
as a whole. But there’s a crucial
difference: The starting point and inmost circle in Confucian conceptions of
graded love is always concern of near family.
It would be antithetical to the spirit of Confucian graded love to place
self-concern at the center of one’s moral thinking and one’s parents and
children only in the second ring out.
There’s
an implicit me-first-ism in models of moral concern that put oneself at the
center, which Confucian approaches generally lack. Inner-ring me-first-ism invites the idea that
self-concern is the inescapable hard nut from which concern from others must
always grow. Rousseau, for example, in Emile, an extended work of fiction that
appears to be describing an idealized form of moral education, endorses the
foundational importance of the Golden Rule, writing that “love of men derived
from love of self is the principle of human justice”.[8] Mengzi or Confucius would never say such a thing!
Now
it is true that Confucius does twice appeal to a negative version the Golden
Rule, sometimes called the Silver Rule: “Do not impose upon others what you
yourself do not desire”.[9] I certainly don’t think that Confucians must
reject thoughtful applications of the Golden Rule. As I mentioned earlier, approaches to moral
expansion can complement each other. But
in Mengzi, this is at most a secondary strand.
Let
me mention another ethically appealing feature of Mengzian Extension: It can
potentially be turned back upon oneself.
It can be adapted to justify and motivate self-care or self-concern
among those who are too self-effacing. This
requires modifying or reinterpreting the assumption that extension is always to
more “distant” others, and it is not something that Mengzi explicitly
discusses, but it strikes me as a natural adaptation. If you would treat your father or sister in
manner M, treat yourself, to the extent you are relevantly similar, in the same
manner. If you would want your father to
be able to take a vacation, recognize that you might deserve a vacation
too. If you’d object to your sister’s being
publicly insulted by her spouse, recognize that you also shouldn’t accept such
insults. We can benefit, sometimes, by generalizing
back to ourselves. In such cases,
Others’ Shoes / Golden Rule thinking seems to give exactly the wrong answer:
Because you wouldn’t take the vacation or object to the insult, your father and
sister also shouldn’t.
#
We
can also ask which way of thinking is more effective in leading us to expand
our care appropriately to others to whom we are too indifferent. If you want to convince a vicious king to be
kinder to his people, is it more effective to encourage him to reflect on what
he would want if he were a peasant, or is it more effective to highlight the
similarities between people (or animals) he already cares about and those who
are farther away? If you want to
encourage donations to famine relief, is it better to ask people what they
would want if they were starving or to compare those distant others to nearby others
they already care about?
I’m
aware of no direct empirical tests of this question. However, I’ll mention two pieces of suggestive
evidence.
First:
In the bad old days of the 1980s, disturbing images of malnourished children
dominated TV appeals by famine relief organizations. Since then, however, the tendency has
strongly swung toward uplifting pictures and narratives in which donation
recipients look like thriving neighbors, people it’s easy to imagine as your
exotically-dressed cousins or friends – but again, a disproportionate emphasis
is normally given to pictures of children.
Plausibly, this practice reflects hard-won practical expertise
concerning what stimuli effectively induce donation.[10] The focus especially on children probably has
several justifications – including their presumed greater innocence and
helplessness – but it’s worth noting that if you’re an adult, it’s probably
more natural to see the resemblance between a seven-year-old Somali child and
your own child than a seven-year-old Somali child and you yourself. This emphasis on children thus fits more
comfortably with a Mengzian mechanism than with an Others’ Shoes / Golden Rule
mechanism.
Second:
In a recent study with Kirstan Brodie, Jason Nemirow, and Fiery Cushman, my
collaborators and I presented to online research participants 90 different
arguments designed to motivate charitable giving, mostly written by
professional philosophers and psychologists, and submitted to us as part of a
contest.[11] Participants read the arguments, or read a
control text, then had an opportunity to donate a surprise bonus to
charity. The author of the argument that
produced the highest rates of donation received $500 plus a donation of $500 to
their choice of an effective charity.
Contestants were instructed to minimize the emotionality of their
appeal, not to include narrative elements, and not to refer to specific
individuals or events.
In
the first phase of the study, we selected 20 of the submitted arguments, which
we thought represented a diversity of the most promising arguments. The winning argument was the following:
Many
people in poor countries suffer from a condition called trachoma. Trachoma is
the major cause of preventable blindness in the world. Trachoma starts with bacteria that get in the
eyes of children, especially children living in hot and dusty conditions where
hygiene is poor. If not treated, a child
with trachoma bacteria will begin to suffer from blurred vision and will
gradually go blind, though this process may take many years. A very cheap
treatment is available that cures the condition before blindness develops. As little as $25, donated to an effective
agency, can prevent someone going blind later in life.
How
much would you pay to prevent your own child becoming blind? Most of us would pay $25,000, $250,000, or even more, if we could afford
it. The suffering of children in poor countries must matter more than
one-thousandth as much as the suffering of our own child. That’s why it is good to support one of the
effective agencies that are preventing blindness from trachoma, and need more
donations to reach more people.[12]
The concluding paragraph of
the winning entry is arguably a version of Mengzian Extension.
In
the second phase of the study, we tested all 90 arguments. The best performing argument in this phase
was the following:
HEAR
ME OUT ON SOMETHING. The explanation below is a bit long, but I promise reading
the next few paragraphs will change you.
As
you know, there are many children who live in conditions of severe poverty. As
a result, their health, mental development, and even their lives are at risk
from lack of safe water, basic health care, and healthy food. These children
suffer from malnutrition, unsanitary living conditions, and are susceptible to
a variety of diseases. Fortunately, effective aid agencies (like the Against
Malaria Foundation) know how to handle these problems; the issue is their
resources are limited.
HERE’S
A PHILOSOPHICAL ARGUMENT: Almost all of us think that we should save the life
of a child in front of us who is at risk of dying (for example, a child
drowning in a shallow pond) if we are able to do so. Most people also agree
that all lives are of equal moral worth. The lives of faraway children are no
less morally significant than the lives of children close to us, but nearby
children exert a more powerful emotional influence. Why?
SCIENTISTS
HAVE A PLAUSIBLE ANSWER: We evolved in small groups in which people helped
their neighbors and were suspicious of outsiders, who were often hostile. Today
we still have these “Us versus Them” biases, even when outsiders pose no threat
to us and could benefit enormously from our help. Our biological history may
predispose us to ignore the suffering of faraway people, but we don’t have to
act that way.
By
taking money that we would otherwise spend on needless luxuries and donating it
to an effective aid agency, we can have a big impact. We can provide safe
water, basic health care, and healthy food to children living in severe
poverty, saving lives and relieving suffering.
Shouldn’t
we, then, use at least some of our extra money to help children in severe
poverty? By doing so, we can help these children to realize their potential for
a full life. Great progress has been made in recent years in addressing the
problem of global poverty, but the problem isn’t being solved fast enough.
Through charitable giving, you can contribute towards more rapid progress in overcoming
severe poverty.
Even
a donation $5 can save a life by providing one mosquito net to a child in a
malaria-prone area. FIVE DOLLARS could buy us a large cappuccino, and that same
amount of money could be used to save a life.[13]
This argument has several
elements, but notice again that Mengzian Extension appears to play a central
role in the reasoning. Prior to testing,
we coded all 90 arguments along twenty different dimensions, including one
dimension reflecting something like Others’ Shoes thinking (“Does the
argument appeal to veil-of-ignorance reasoning or other perspective-taking
thought experiments?”). Eight of the 90
arguments were identified in this category.
The average donation after those arguments was $3.29 (out of $10),
versus $3.43 for the remaining arguments (t[9021] = 1.26, p = .21), obviously
not suggestive of an effect.
Unfortunately, we didn’t preregister a coding scheme for Mengzian
Extension, but this could be an interesting target for post-hoc analysis.
Self
to other is a giant cognitive, metaphysical, and moral divide. Nearby other to more distant other presents
much less of a gulf. If, as Mengzi
thinks and as generally seems plausible, virtually all ordinary people already
care about some nearby others, then Mengzian Extension presents what appears to
be a relatively smooth path to the expansion of that concern – a path grounded
not in displaced egoism but rather in the good impulses that we all already
possess.
#
I
will now briefly describe five other approaches to expanding or deepening one’s
care or concern for others – not intended as an exhaustive list.
Virtue Is Rewarded. On this view, the world has
a moral order: Wickedness is punished, virtue rewarded. This might work through “immanent”
psychological or social mechanisms.
Acting ethically might tend to feel good, while acting wrongly might
tend to feel bad; or acting wrongly might tend to harm social relationships in
the long term in a way that tends to outweigh its apparent short-term
benefits. Alternatively, reward and
punishment might be “transcendent” – in the afterlife. Children’s stories and popular movies tend to
conclude with happy endings: The good guys thrive and the bad guys get their
punishment. If seen as moral teaching,
such stories implicitly draw on the Virtue Is Rewarded approach. The Virtue Is Rewarded approach raises
concerns about psychological, sociological, and/or theological plausibility: Is
virtue really rewarded? Ethically, also,
one might wonder about the ethical worth of actions performed for these
motives: Is an action in fact ethically good if it is motivated by desire for
reward? Motivationally, in the long
term, how effective is it to reward, or to remind people of the potential
natural rewards of, good behavior?
Expanded Self. This approach grounds
ethical expansion in self-interest in a very different way than does Virtue Is
Rewarded. Expanded Self approaches aim
to undermine the conception of the “self” as stopping at the boundaries of the
skin. Arguably, there’s a sense in which
a mother might think of her baby as literally part of herself, so that in
pursuing her baby’s interest, she is pursuing self-interest – not indirectly,
through expected benefits that will later come back to her (as in Virtue Is
Rewarded), but directly. In the Chinese
and other traditions, radical versions of this approach invite us to regard
ourselves as at “at one” with others, or with the entire world.[14] Less radically, suppose that being a spouse,
or a parent, or a classicist, or a Luxembourger, is central to your
self-conception. The death of the loved
one, or the collapse of your academic field or country, might be experienced as
a direct blow to who you are. William
Swann’s work on “identity fusion” attempts to quantify people’s feelings of
oneness with others and examine its correlates, for example, with expressed willingness
to engage in extreme self-sacrifice.[15] There is, perhaps, something beautiful and
admirable in feeling at one with others.
However, oneness or identify fusion might be a demanding cognitive or
motivational achievement which is unlikely to extend very far in practice
except in unusual people or circumstances.
Also, as with Virtue Is Rewarded, it is unclear how much ethical merit there
is in acting from self-concern, even if the “self” is expanded.
Expanded Ingroup. Ingroup-outgroup or us-vs.-them thinking
appears to be pervasive across time and culture. Though often associated with ethically
troubling devaluation of those perceived as the outgroup, ingroup-outgroup
thinking can also plausibly be grounds for expanding concern and care, if the
boundaries of the ingroup can be expanded, or if one can build up a conception
of others as belonging to groups to which you also belong. For example, one might start to think of
friends as “like family” or one might embrace a cosmopolitan worldview that
values citizens of other nations similarly to citizens of one’s own
nation. One might remind oneself that
one’s town, university, or subdiscipline is a community, an interacting group
of “us” to which one owes concern. Like
Mengzian Extension, Expanded Ingroup thinking grounds ethical expansion
directly in concern for others, but the basis is shared group belonging rather
than relevant similarity.
Ethically Relevant Properties. Philosophical arguments often invite us to
expand our concern by attending to ethically relevant properties of
others. Classical utilitarianism, for
example, treats people and animals as targets of moral concern to the extent
they are capable of pleasure and suffering, and recommends acting so as to
maximize the balance of pleasure over suffering regardless of whose pleasure or
suffering it is.[16] Kantian deontology treats people as targets
of moral concern in virtue of their rational capacities, arguing that we must
not treat anyone as “mere means” to our ends rather than as an “end in
themselves.”[17] Expanding our concern for others by noticing
that they have such ethically relevant properties as the capacity for suffering
or rationality seems pure and admirable.
However, a potential disadvantage to this approach is that it’s
empirically unclear to what extent relatively abstract philosophical thinking
actually induces behavioral change.[18]
Learning by Doing. One might be pressured or enticed into
performing acts of care for other people, and as a consequence come to actually
care for those people. This could
operate through any of a variety of mechanisms.
For example, in accord with cognitive dissonance theory, if the pressure
or enticement is sufficiently subtle that one regards the action as voluntarily
chosen, one might shift one’s attitude about the value of the action rather
than regard oneself as having voluntarily done something for insufficient
reason.[19] Or in accord with self-perception theory, one
might observe that one is in fact performing acts characteristic of caring and
conclude that one does in fact care.[20]
More simply, one might discover the
value of the act in the process of doing it: The worth of an ethical action
might shine vividly through in a way one would not have anticipated in advance.
Or good actions might simply become
habitual or more readily come to mind as possibilities, through being repeatedly
performed. Learning by Doing is thus not
a single mechanism but a catch-all for a diversity of mechanisms, each of which
will have different empirical roots, practical consequences, and ethical
flavor.
Psychology,
philosophy, and the social sciences remain a long way from understanding the
complex sources of moral motivation and care for others. The ethical and empirical issues are complex,
and researchers cannot realistically assign people to different long-term moral
development regimens, then measure the results with a valid moralometer or
care-o-meter. I hope to have illustrated
the potential interest in more carefully exploring the empirical, practical,
and ethical dimensions of Mengzian Extension versus Others’ Shoes / Golden Rule
thinking, and to have shown how the same type of inquiry could extend to other
broad approaches to the expansion of moral concern.
[1] Bryan W. Van Norden,
trans., Mengzi: With Selections from Traditional Commentaries (Indianapolis: Hackett, 2008). All Mengzi citations are to this edition.
[2] Kwong-loi Shun, “Moral Reasons in Confucian Ethics,” Journal of Chinese Philosophy, 16 (3-4) (1989), 317-343; Bryan W. Van Norden, “Kwong-loi Shun on Moral Reasons in Mencius,” Journal of Chinese Philosophy, 18 (4) (1991), 353-370; Philip J. Ivanhoe, “Confucian Self Cultivation and Mengzi’s Notion of Extension,” in Essays on the Moral Philosophy of Mengzi, ed. Xiusheng Liu and Philip J. Ivanhoe (Indianapolis: Hackett, 2002), 221-241; David Wong, “Reasons and Analogical Reasoning in Mengzi,” in Essays on the Moral Philosophy of Mengzi, ed. Xiusheng Liu and Philip J. Ivanhoe (Indianapolis: Hackett, 2002), 187-220; Emily McRae, “The Cultivation of Moral Feelings and Mengzi’s Method of Extension,” Philosophy East and West, 61 (4) (2011), 587-608; Myeong-Seok Kim, “Moral Extension and Emotional Cultivation in Mèngzĭ,” Dao, 21 (3) (2022), 369-388. Contra Van Norden and Ivanhoe, and in accord with Shun and Kim, I am assuming that recognizing the need for consistency with one’s reactions to nearby cases is central to Mengzian extension. Either interpretative approach is probably consistent with Mengzi’s sparse remarks; and Van Norden rightly notes that if consistency is the only motive, it could also be achieved by reducing one’s concern for nearby cases.
[3] Originally presented in Peter Singer, “Famine, Affluence, and Morality,” Philosophy & Public Affairs, 1 (3) (1972), 229-243.
[4] Martin L. Hoffman, Empathy and Moral Development (Cambridge: Cambridge, 2000).
[5] For example: Christina Schwenck, Bettina Göhle, Juliane Hauf, Andreas Warnke, Christine M. Freitag, and Wolfgang Schneider “Cognitive and Emotional Empathy in Typically Developing Children: The Influence of Age, Gender, and Intelligence,” European Journal of Developmental Psychology, 11 (1) (2014), 63-76; Leïla Bensalah, Stéphanie Caillies, and Marion Anduze, “Links Among Cognitive Empathy, Theory of Mind, and Affective Perspective Taking by Young Children,” Journal of Genetic Psychology, 177 (1) (2016), 17-31. Absent the capacity for sophisticated hypothetical adjustments, substantial error would be expected even a cognitively economical “simulation theory” approach to perspective-taking that redeploys egocentric mechanisms to understand others: Alvin I. Goldman, Simulating Minds (Oxford: Oxford, 2006); Shannon Spaulding, “Cognitive Empathy,” in The Routledge Handbook of the Philosophy of Empathy, ed. Heidi Maibom (New York: Routledge, 2017), 13-21.
[6] Dubbed the “Literal GR Fallacy” in Harry J. Gensler, Ethics and the Golden Rule (New York: Routledge, 2013).
[7] For example, see the images in: Frans de Waal, Good Natured (Cambridge, MA: Harvard, 1996), p. 213; Richard B. Primack and Philip J. Cafaro, “Environmental Ethics,” in Encyclopedia of Biodiversity, ed. Simon Asher Levin (Elsevier, 2007). Others in the Western tradition do seem to start the circle with concern for family members, notably Peter Singer, The Expanding Circle, second edition (Princeton: Princeton, 2011).
[8] Jean-Jacques Rousseau, Emile, trans. Allan Bloom (Basic Books, 1979), p. 235.
[9] Confucius, The Analects, trans. Edward Slingerland (Indianapolis: Hackett), 12.2, p. 126; see also 5.12, p. 44.
[10] For a review of the literature on motivating charitable giving, see René Bekkers and Pamala Wiepking, “A Literature Review of Empirical Studies of Philanthropy: Eight Mechanisms That Drive Charitable Giving,” Nonprofit and Voluntary Sector Quarterly, 40 (5) (2011), 924-973.
[11] Methods and preliminary results of Phase 1 are available at https://schwitzsplinters.blogspot.com/2020/06/contest-winner-philosophical-argument.html.
[12] This argument was authored by Matthew Lindauer and Peter Singer.
[13] This argument was authored by Alex Garinther.
[14] Philip J. Ivanhoe, Oneness: East Asian Conceptions of Virtue, Happiness, and How We Are All Connected (New York: Oxford, 2017); and Philip J. Ivanhoe, Owen Flanagan, Victoria Harrison, Hagop Sarkissian, and Eric Schwitzgebel, eds., The Oneness Hypothesis (New York: Columbia, 2018).
[15] William B. Swann and Michael D. Buhrmester “Identity Fusion,” Current Directions in Psychological Science, 24 (1) (2015), 52-57.
[16] Walter Sinnott-Armstrong, “Consequentialism,” Stanford Encyclopedia of Philosophy (Winter 2023 Edition), https://plato.stanford.edu/archives/win2023/entries/consequentialism.
[17] Immanuel Kant, Groundwork of the Metaphysics of Morals, Revised Edition, ed. Mary Gregor and Jens Timmermann (Cambridge: Cambridge, 2012); Larry Alexander and Michael Moore, “Deontological Ethics,” Stanford Encyclopedia of Philosophy (Winter 2021 Edition), https://plato.stanford.edu/archives/win2021/entries/ethics-deontological.
[18] This is especially suggested by work on the moral behavior of ethics professors, which appears to be similar, across a wide variety of measures, to the moral behavior of professors not specializing in ethics, reviewed in Eric Schwitzgebel and Joshua Rust, “The Behavior of Ethicists,” A Companion to Experimental Philosophy, ed. Justin Sytsma and Wesley Buckwalter (Malden, MA: Wiley Blackwell, 2016), 225-233.
[19] For a recent review, see Eddie Harmon-Jones and Judson Mills, “An Introduction to Cognitive Dissonance Theory and an Overview of Current Perspectives on the Theory,” Cognitive Dissonance, Second Edition, ed., Eddie Harmon-Jones and Judson Mills (Washington, DC: American Psychological Association), p. 3-24.
[20] The classic statement of self-perception theory is Daryl J. Bem, “Self-Perception Theory,” Advances in Experimental Social Psychology, 6 (1972), 1-62.